Broker-dealers · Exchanges · Transfer agents · Custodians
Attestation Infrastructure for Capital Markets Workflows.
JIL Capital Markets Integrity helps firms verify investor eligibility, asset ownership, settlement readiness, transfer conditions, counterparty risk, and evidence records before regulated capital markets transactions move forward.
Capital markets workflows depend on accurate eligibility, ownership, transfer, custody, and compliance decisions. JIL provides an attestation layer that documents these decisions before transactions advance - and produces a sealed evidence record suitable for examiner review, audit, and dispute resolution.
Business use
Built for regulated transaction defensibility.
Capital markets workflows depend on accurate eligibility, ownership, transfer, custody, and compliance decisions. JIL provides the attestation layer that documents each of these decisions before the transaction advances, with audit-grade evidence retained automatically.
Six business outcomes
Where Capital Markets Integrity moves the needle.
Private placement eligibility
Rule 506(c) accreditation verified and attested before subscription; sealed evidence retained per investor.
Tokenized asset transfers
Transfer restrictions, holder eligibility, and lock-up status verified at the protocol layer before settlement.
Secondary market controls
Resale restrictions, ATS eligibility, and KYC/AML alignment checked at the moment of trade authorization.
Fund subscription review
Subscription documents, AML, accreditation, and source-of-funds attestation produced as one bundle.
Transfer agent workflow
Transfer agents receive structured eligibility and restriction verdicts at the moment of book-entry change.
Custodian settlement checks
Custodians sign the readiness verdict before settlement; evidence retained on the buyer's and seller's sides.
Use cases
Workflows covered.
Broker-dealers
Suitability, accreditation, and AML attestation integrated with the trade-authorization workflow.
Exchanges & ATSs
Pre-trade eligibility verdicts for regulated and tokenized markets; sealed evidence per matched trade.
Transfer agents
Restriction enforcement and ownership-change attestation at the agent layer with audit-ready records.
Custodians
Pre-settlement readiness verdict with counterparty checks before book-entry change.
Fund administrators
Investor onboarding, accreditation, source-of-funds, and continuing-eligibility attestation.
Issuers & tokenization platforms
Transfer restriction enforcement and accredited-holder validation as a protocol-layer property.
Technical deep dive
How the attestation integrates.
- Investor identity and accreditation records
- Subscription documents
- Transfer instructions and ownership-change events
- Restriction registry (lock-ups, ATS eligibility, jurisdiction)
- Custodian and book-entry records
- AML, KYB, and source-of-funds evidence
Accreditation (Rule 506(c)), professional client status, qualified purchaser, and jurisdictional eligibility tests. Date-of-subscription rule snapshot freezes the criteria in force at the time.
Restriction registry per issue: lock-ups, ATS-only, accredited-holder-only, jurisdictional restrictions. Restrictions evaluated at the moment of transfer with a Pass / Review / Block verdict.
Counterparty risk, custodian status, ownership reconciliation, and AML checks bundled into a settlement-readiness verdict signed before the book-entry change.
CREB packages the subscription or transfer context, the criteria in force, the checks executed, the reviewer record, and a cryptographic timestamp. CourtChain seals the bundle under FRE 902(13).
API integration with broker-dealer order management, transfer-agent systems, fund administrator platforms, and tokenization protocols. Webhook callbacks on verdict change.
Designed to align with SEC Rule 506(c), Regulation D, Regulation S, ATS rules, and applicable state blue-sky and transfer-agent requirements. Outputs support examiner and counsel review.
What this is not
Scope, plainly.
- Not a broker-dealer
- Not an exchange
- Not legal advice
- Not an investment recommendation
- Not custody by default
- Not a guarantee of regulatory approval
Document the decision before the transaction advances.
Brief your compliance, transfer-agent, or operations lead. We will walk the attestation model, the restriction registry, the settlement-readiness verdict, and the integration path.
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